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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1127537	Pulmonx Corp	LUNG	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1222358	Jr. G Dana Mead	C/O Kleiner Perkins Caufield &Amp; Byers 2750 Sand Hill Road Menlo Park CA 94025		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-10-05	1,268,411	$0.00	1,268,411	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2020-10-05	168,223	$0.00	1,436,634	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2020-10-05	87,475	$0.00	1,524,109	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2020-10-05	26,315	$19.00	26,315	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C-1 Preferred Stock	Disposition	2020-10-05	1,268,411	$0.00	1,268,411	$0.00
Common Stock	Series D-1 Preferred Stock	Disposition	2020-10-05	168,223	$0.00	168,223	$0.00
Common Stock	Series E-1 Preferred Stock	Disposition	2020-10-05	87,475	$0.00	87,475	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
The shares are directly held by Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII"). All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee". The managing member of KPCB XIII is KPCB XIII Associates, LLC ("XIII Associates"). The voting and dispositive control over the shares is shared by individual managing directors of XIII Associates, none of whom has veto power. Excludes 102,725 shares of Common Stock beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.