Filing Details
- Accession Number:
- 0001312322-20-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-02 19:34:46
- Reporting Period:
- 2020-09-30
- Accepted Time:
- 2020-10-02 19:34:46
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312322 | Jennifer Pileggi | C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065 | Svp, Gc And Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-09-30 | 750 | $0.00 | 20,845 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2020-09-30 | 6,250 | $0.00 | 27,095 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-10-01 | 2,461 | $10.31 | 24,634 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2020-09-30 | 750 | $0.00 | 750 | $0.00 |
Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2020-09-30 | 6,250 | $0.00 | 6,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,500 | No | 4 | M | Direct | ||
87,500 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 50,000 | Indirect | By The Bradley and Jennifer Pileggi Trust |
Footnotes
- The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the reporting person is trustee.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
- The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
- The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.