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Filing Details

Accession Number:: 0001104659-20-111838
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-02 18:51:47
Reporting Period:: 2020-09-30

Accepted Time:: 2020-10-02 18:51:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477720	Asana Inc.	ASAN	Services-Prepackaged Software (7372)	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1091435	Mitchell Lasky	C/O Benchmark 2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1183234	Robert Kagle	C/O Benchmark 2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190191	William J Gurley	C/O Benchmark 2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190192	Alexandre Balkanski	C/O Benchmark 2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190193	M Steven Spurlock	C/O Benchmark 2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190211	Bruce Dunlevie	C/O Benchmark 2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190213	Kevin Harvey	C/O Benchmark 2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1219230	H Peter Fenton	C/O Benchmark 2965 Woodside Road Woodside CA 94062	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-09-30	339,452	$27.13	6,666,900	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2020-09-30	296,083	$28.33	6,370,817	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2020-09-30	125,552	$29.15	6,245,265	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2020-09-30	2,800,000	$0.00	3,445,265	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2020-09-30	111,904	$0.00	111,904	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2020-09-30	147,796	$0.00	147,796	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2020-09-30	14,358	$0.00	14,358	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2020-09-30	113,727	$0.00	113,727	No	4	J	Direct
Class A Common Stock	Disposition	2020-10-01	5,850	$26.61	107,877	No	4	S	Direct
Class A Common Stock	Disposition	2020-10-01	217	$27.25	107,660	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-09-30	241,750	$0.00	241,750	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2020-09-30	37,230	$0.00	37,230	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2020-10-01	1,753	$26.61	35,477	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2020-10-01	66	$27.25	35,411	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2020-09-30	89,028	$0.00	89,028	No	4	J	Direct
Class A Common Stock	Acquisiton	2020-09-30	65,561	$0.00	65,561	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2020-10-01	5,850	$26.61	59,711	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2020-10-01	217	$27.25	59,494	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2020-09-30	5,982	$0.00	5,982	No	4	J	Direct
Class A Common Stock	Acquisiton	2020-09-30	116,119	$0.00	116,119	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2020-09-30	11,965	$0.00	11,965	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Direct
No	4	S	Direct
No	4	S	Direct
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Direct
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Direct
No	4	J	Indirect	See footnote
No	4	J	Direct

Footnotes

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $26.9 to a high of $27.89, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $27.9 to a high of $28.895, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $28.9 to a high of $29.63, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.
Shares owned directly by entities controlled by Alexandre Balkanski.
Shares owned directly by entities controlled by Bruce W. Dunlevie.
Shares owned directly by entities controlled by J. William Gurley.
Shares owned directly by William Gurley.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $26.09 to a high of $27.05, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $27.11 to a high of $27.35, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points.
Shares owned directly by entities controlled by Kevin R. Harvey.
Shares owned directly by Steven M. Spurlock's family trust.
Shares owned directly by Robert C. Kagle.
Shares owned directly by Peter H. Fenton's family trust.
Shares owned directly by Peter H. Fenton
Shares owned directly by Mitchell H. Lasky's family trust
Shares owned directly by Mitchell H. Lasky.