Filing Details
- Accession Number:
- 0001209191-20-053265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-02 17:22:11
- Reporting Period:
- 2020-09-30
- Accepted Time:
- 2020-10-02 17:22:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477720 | Asana Inc. | ASAN | Services-Prepackaged Software (7372) | 263912448 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1823069 | Chris Farinacci | C/O Asana, Inc. 1550 Bryant Street, Suite 200 San Francisco CA 94103 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-09-30 | 167,531 | $0.93 | 493,019 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-09-30 | 265,016 | $27.00 | 228,003 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-09-30 | 53,003 | $29.50 | 175,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2020-09-30 | 167,531 | $0.00 | 167,531 | $0.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,338,875 | 2025-09-28 | No | 4 | M | Direct |
Footnotes
- The shares subject to the option are fully vested and exercisable.
Billionaire Hedge Funds
