Filing Details
- Accession Number:
- 0000045012-11-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-04 15:14:31
- Reporting Period:
- 2011-03-31
- Filing Date:
- 2011-04-04
- Accepted Time:
- 2011-04-04 15:14:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198405 | J David Lesar | 3000 N. Sam Houston Parkway E. Houston TX 77032 | Chairman, Pres. And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-31 | 40,000 | $15.42 | 772,499 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-31 | 40,000 | $50.00 | 732,499 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-01 | 11,257 | $49.34 | 721,242 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | Disposition | 2011-03-31 | 40,000 | $0.00 | 174,716 | $15.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 134,716 | 2008-12-02 | 2018-12-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 53,209 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $39.19 | 2010-12-01 | 2020-12-01 | 108,000 | 108,000 | Direct |
| Common Stock | Option to Buy Common Stock | $29.35 | 2009-12-01 | 2019-12-01 | 128,400 | 128,400 | Direct |
| Common Stock | Option to Buy Common Stock | $36.90 | 2007-12-05 | 2017-12-05 | 110,700 | 110,700 | Direct |
| Common Stock | Option to Buy Common Stock | $33.17 | 2006-12-06 | 2016-12-06 | 348,699 | 348,699 | Direct |
| Common Stock | Option to Buy Common Stock | $32.39 | 2005-12-07 | 2015-12-07 | 180,000 | 180,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-12-01 | 108,000 | 108,000 | Direct |
| 2019-12-01 | 128,400 | 128,400 | Direct |
| 2017-12-05 | 110,700 | 110,700 | Direct |
| 2016-12-06 | 348,699 | 348,699 | Direct |
| 2015-12-07 | 180,000 | 180,000 | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2011.
- Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
- Options disposed of through exercise pursuant to a Rule 10b1-5 trading plan adopted by the Reporting Person on February 22, 2011.
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