Filing Details
- Accession Number:
- 0001329700-11-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-04 14:45:22
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-04
- Accepted Time:
- 2011-04-04 14:45:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1048685 | Metalico Inc | MEA | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1068853 | R Bret Maxwell | 1033 Skokie Blvd.suite 430 Northbrook IL 60062 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-04-01 | 40,000 | $6.25 | 437,655 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2011-04-01 | 10,000 | $6.25 | 109,539 | No | 4 | S | Indirect | See Footnote 3 |
Common Stock | Disposition | 2011-04-04 | 40,000 | $6.19 | 397,655 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2011-04-04 | 10,000 | $6.19 | 99,539 | No | 4 | S | Indirect | See Footnote 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 3 |
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 3 |
Footnotes
- Sales made pursuant to a previously disclosed Rule 10b5-1 trading plan effective July 21, 2010. Prices ranged from $6.24 - $6.26 per share. Reporting Person will provide on request full information regarding the number of shares sold at each price.
- Held by: Infrastructure & Environmental Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- Held by: Environmental Information Technology Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- Sales made pursuant to a previously disclosed Rule 10b5-1 trading plan effective July 21, 2010. Prices ranged from $6.18 - $6.19 per share. Reporting Person will provide on request full information regarding the number of shares sold at each price.