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Home > Insider Trading > Filing (0001179110-20-010011)

Filing Details

Accession Number:: 0001179110-20-010011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-01 11:42:39
Reporting Period:: 2020-09-29

Accepted Time:: 2020-10-01 11:42:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1051627	Axt Inc	AXTI	Semiconductors & Related Devices (3674)	943031310

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1257647	L Gary Fischer	4281 Technology Dr Fremont CA 94538	Vp, Cfo & Corporate Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-29	6,584	$2.29	240,459	No	4	M	Direct
Common Stock	Disposition	2020-09-29	6,584	$6.34	233,875	No	4	S	Direct
Common Stock	Disposition	2020-09-29	20,000	$6.25	213,875	No	4	S	Direct
Common Stock	Disposition	2020-09-29	13,416	$6.34	200,459	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2020-09-29	6,584	$2.29	6,584	$2.29

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
442,494	2015-06-02	2024-06-02	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.