Filing Details
- Accession Number:
- 0001213900-20-029333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-30 18:58:08
- Reporting Period:
- 2020-05-18
- Accepted Time:
- 2020-09-30 18:58:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1643953 | Purple Innovation Inc. | PRPL | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529244 | A. John Legg | C/O Purple Innovation, Inc., 4100 N. Chapel Ridge Rd., Suite 200 Lehi UT 84043 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-09-22 | 15,000 | $5.75 | 17,980 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-09-22 | 15,000 | $21.38 | 2,980 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-09-30 | 10,000 | $5.75 | 12,980 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-09-30 | 10,000 | $24.72 | 2,980 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2020-05-18 | 16,006 | $0.00 | 16,006 | $13.12 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-09-21 | 15,000 | $0.00 | 15,000 | $5.75 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-09-30 | 10,000 | $0.00 | 10,000 | $5.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,006 | 2025-05-18 | No | 4 | A | Direct | |
| 235,000 | 2024-02-21 | No | 4 | M | Direct | |
| 225,000 | 2024-02-21 | No | 4 | M | Direct |
Footnotes
- 25% of the options granted vest and become exercisable on March 15, 2021. The remaining 75% of the options will vest and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2021 in the amount of one-forty-eighth of the full amount for the remaining three years.
- 25% of the options granted vested and became exercisable on February 21, 2020. The remaining 75% of the options vest and become exercisable in monthly installments on the first day of each calendar month beginning on March 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years.
Billionaire Hedge Funds
