Filing Details
- Accession Number:
- 0001535264-20-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-30 16:16:35
- Reporting Period:
- 2020-09-28
- Accepted Time:
- 2020-09-30 16:16:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924383 | Genasys Inc. | GNSS | Household Audio & Video Equipment (3651) | 870361799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535264 | Awm Investment Company, Inc. | 527 Madison Avenue Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-09-28 | 21,000 | $6.08 | 4,753,959 | No | 4 | S | Indirect | By Limited Partnership |
| Common Stock | Disposition | 2020-09-28 | 25,000 | $6.13 | 4,728,959 | No | 4 | S | Indirect | By Limited Partnership |
| Common Stock | Disposition | 2020-09-29 | 29,000 | $6.13 | 4,699,959 | No | 4 | S | Indirect | By Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Limited Partnership |
| No | 4 | S | Indirect | By Limited Partnership |
| No | 4 | S | Indirect | By Limited Partnership |
Footnotes
- AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,235,245 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 586,182 Shares held by SSPE, 260,182 Shares held by TECH and 1,618,350 Shares held by TECH II.
- Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall notbe deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of theSecurities Exchange Act of 1934, as amended, or for any other purpose.
- This is a weighted average price.
Billionaire Hedge Funds
