Home > Insider Trading > Filing (0001387467-20-000058)

Filing Details

Accession Number:: 0001387467-20-000058
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-29 19:42:08
Reporting Period:: 2020-09-28

Accepted Time:: 2020-09-29 19:42:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1387467	Alpha & Omega Semiconductor Ltd	AOSL	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1787488	Bing Xue	475 Oakmead Pkwy Sunnyvale CA 94085	Senior Vp Of Global Sales	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Share	Disposition	2020-09-28	720	$12.32	40,497	No	4	S	Direct
Common Share	Disposition	2020-09-28	1,330	$12.32	39,167	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 28, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.24 to $12.43, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Includes an aggregate of 26,250 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 12,000 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 2,250 unvested common shares subject to the 2017 PSU and 7,500 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
Reflects 695 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.17 to $12.43, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.