Filing Details
- Accession Number:
- 0001437749-20-020453
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-29 18:28:56
- Reporting Period:
- 2020-09-29
- Accepted Time:
- 2020-09-29 18:28:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
832489 | Geovax Labs Inc. | GOVX | Pharmaceutical Preparations (2834) | 870455038 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193607 | A David Dodd | 1900 Lake Park Drive Suite 380 Smyrna GA 30080 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-29 | 81,870 | $5.00 | 81,870 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2020-09-29 | 81,870 | $0.00 | 81,870 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
81,870 | 2020-09-29 | 2025-09-29 | No | 4 | P | Direct |
Footnotes
- These securities are subject to a lock-up agreement, dated August 31, 2020, between the Reporting Person and Maxim Group LLC. The securities may not be sold, exercised, or otherwise transferred prior to March 29, 2021, unless the restrictions are earlier waived by Maxim Group LLC or pursuant to specific exemptions in the lock-up agreement.