Filing Details
- Accession Number:
- 0001437749-20-020452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-29 18:28:11
- Reporting Period:
- 2020-09-29
- Accepted Time:
- 2020-09-29 18:28:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 832489 | Geovax Labs Inc. | GOVX | Pharmaceutical Preparations (2834) | 870455038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1049435 | T Robert Mcnally | 1900 Lake Park Drive Suite 380 Smyrna GA 30080 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-29 | 53,925 | $5.00 | 53,925 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrant | Acquisiton | 2020-09-29 | 53,925 | $0.00 | 53,925 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 53,925 | 2020-09-29 | 2025-09-29 | No | 4 | P | Direct |
Footnotes
- These securities are subject to a lock-up agreement, dated August 31, 2020, between the Reporting Person and Maxim Group LLC. The securities may not be sold, exercised, or otherwise transferred prior to March 29, 2021, unless the restrictions are earlier waived by Maxim Group LLC or pursuant to specific exemptions in the lock-up agreement.
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