Filing Details
- Accession Number:
- 0001209191-20-052341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-29 16:40:53
- Reporting Period:
- 2020-09-25
- Accepted Time:
- 2020-09-29 16:40:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1699382 | Pmv Pharmaceuticals Inc. | PMVP | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015747 | Joseph Lewis | C/O Cay House, Ep Taylor Drive N7776 Lyford Cay New Providence C5 C5 | No | No | No | Yes | |
1465836 | Boxer Asset Management Inc. | C/O Cay House, Ep Taylor Drive N7776 Lyford Cay New Providence C5 C5 | No | No | No | Yes | |
1465837 | Boxer Capital, Llc | 11682 El Camino Real Suite 320 San Diego CA 92130 | No | No | No | Yes | |
1465914 | I. Aaron Davis | 11682 El Camino Real Suite 320 San Diego CA 92130 | No | No | No | Yes | |
1468223 | Mva Investors, Llc | 11682 El Camino Real Suite 320 San Diego CA 92130 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-25 | 950,000 | $18.00 | 950,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-09-29 | 586,099 | $0.00 | 1,536,099 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-09-29 | 732,137 | $0.00 | 2,268,236 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-09-29 | 32,708 | $0.00 | 32,708 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-09-29 | 28,129 | $0.00 | 60,837 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2020-09-29 | 586,099 | $0.00 | 586,099 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-09-29 | 32,708 | $0.00 | 32,708 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2020-09-29 | 732,137 | $0.00 | 732,137 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2020-09-29 | 28,129 | $0.00 | 28,129 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect |
Footnotes
- The shares are held of record by Boxer Capital, LLC ("Boxer Capital") which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc., (iii) MVA Investors, LLC ("MVA Investors") (iv) Aaron I. Davis, and (v) Joe Lewis (collectively, the "Boxer Group"). Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it does not have a pecuniary interest therein.
- The shares of each of the Series C Preferred Stock and Series D Preferred Stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.
- The shares are held of record by MVA Investors. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.