Filing Details
- Accession Number:
- 0001209191-20-052317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-29 16:18:28
- Reporting Period:
- 2020-09-25
- Accepted Time:
- 2020-09-29 16:18:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1345126 | Compass Diversified Holdings | CODI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204375 | M Gordon Burns | 301 Riverside Avenue Second Floor Westport CT 06880 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series B Preferred | Acquisiton | 2020-09-25 | 4,297 | $23.71 | 20,797 | No | 4 | P | Indirect | By Revocable Trust |
Series B Preferred | Acquisiton | 2020-09-28 | 2,500 | $23.99 | 23,297 | No | 4 | P | Indirect | By Revocable Trust |
Series C Preferred | Acquisiton | 2020-09-28 | 2,500 | $23.99 | 2,500 | No | 4 | P | Indirect | By Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Revocable Trust |
No | 4 | P | Indirect | By Revocable Trust |
No | 4 | P | Indirect | By Revocable Trust |
Footnotes
- Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series B trust preferred interest of the Company held by the Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.99 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- Each Series C Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series C trust preferred interest of the Company held by the Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.