Filing Details

Accession Number:
0001179110-20-010001
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-28 18:47:47
Reporting Period:
2020-09-25
Accepted Time:
2020-09-28 18:47:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597341 Alan Robert Schueren 201 Industrial Road
Suite 410
San Carlos CA 94070
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-25 20,000 $13.01 70,857 No 4 M Direct
Common Stock Disposition 2020-09-25 20,000 $70.00 50,857 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2020-09-25 20,000 $0.00 20,000 $13.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
77,500 2029-01-10 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.
  2. These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.
  3. The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. The exercise of this option is a permissible exemption under the terms of the Lock-Up Letter Agreement.