Filing Details
- Accession Number:
- 0001225208-20-011830
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-25 17:12:50
- Reporting Period:
- 2020-09-23
- Accepted Time:
- 2020-09-25 17:12:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc. | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1349356 | Christopher Swift | One Hartford Plaza Hartford CT 06155 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-23 | 6,975 | $35.98 | 227,309 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,750 | Indirect | By Spouse |
Common Stock | 24,850 | Indirect | Swift Family Gift Trust |
Common Stock | 44,200 | Indirect | Swift Family Legacy Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $20.63 | 2022-02-28 | 148,448 | 148,448 | Direct | |
Common Stock | Stock Option | $24.15 | 2023-03-05 | 141,388 | 141,388 | Direct | |
Common Stock | Stock Option | $35.83 | 2024-03-04 | 103,872 | 103,872 | Direct | |
Common Stock | Stock Option | $41.25 | 2025-03-03 | 301,887 | 301,887 | Direct | |
Common Stock | Stock Option | $43.59 | 2026-03-01 | 294,481 | 294,481 | Direct | |
Common Stock | Stock Option | $48.89 | 2027-02-28 | 302,908 | 302,908 | Direct | |
Common Stock | Stock Option | $49.01 | 2029-02-26 | 352,263 | 352,263 | Direct | |
Common Stock | Stock Option | $53.81 | 2028-02-27 | 284,819 | 284,819 | Direct | |
Common Stock | Stock Option | $55.27 | 2030-02-25 | 327,679 | 327,679 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-02-28 | 148,448 | 148,448 | Direct |
2023-03-05 | 141,388 | 141,388 | Direct |
2024-03-04 | 103,872 | 103,872 | Direct |
2025-03-03 | 301,887 | 301,887 | Direct |
2026-03-01 | 294,481 | 294,481 | Direct |
2027-02-28 | 302,908 | 302,908 | Direct |
2029-02-26 | 352,263 | 352,263 | Direct |
2028-02-27 | 284,819 | 284,819 | Direct |
2030-02-25 | 327,679 | 327,679 | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on Agugust 24, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934
- The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- One-third of the options became exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
- One-third of the options became exercisable on February 27, 2019, an additional one-third of the options became exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date
- One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.