Home > Insider Trading > Filing (0001225208-20-011828)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1383312	Broadridge Financial Solutions Inc.	BR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1296187	C Timothy Gokey	5 Dakota Drive Lake Success NY 11042	Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-24	115,738	$22.27	201,329	No	4	M	Direct
Common Stock	Disposition	2020-09-24	91,238	$127.76	110,091	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-09-24	115,738	$0.00	115,738	$22.27

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-02-11	2023-02-11	No	4	M	Direct

Footnotes

The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 24, 2020.
The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 24, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.01 - $128.91, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.