Filing Details
- Accession Number:
- 0001209191-20-051854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-24 14:57:14
- Reporting Period:
- 2014-02-03
- Accepted Time:
- 2020-09-24 14:57:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6176 | Ampco Pittsburgh Corp | AP | Pumps & Pumping Equipment (3561) | 251117717 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279916 | K William Lieberman | 339 Sixth Avenue Heinz 57 Center, Suite 720 Pittsburgh PA 15222 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-03 | 49 | $17.87 | 5,349 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-01 | 44 | $20.05 | 5,393 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-08-01 | 55 | $20.37 | 5,448 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-03 | 57 | $19.81 | 5,505 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-02-02 | 82 | $18.23 | 5,587 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-05-01 | 95 | $16.03 | 5,681 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-03 | 137 | $13.27 | 5,818 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-11-02 | 158 | $11.63 | 5,976 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-02-01 | 184 | $10.14 | 6,161 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-05-02 | 50 | $18.83 | 6,211 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-08-01 | 95 | $13.12 | 6,306 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-10-31 | 119 | $10.52 | 6,425 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-01-31 | 85 | $14.88 | 6,510 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-05-01 | 87 | $14.53 | 6,597 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-09-22 | 18,807 | $3.50 | 60,938 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2020-09-22 | 2,944 | $3.50 | 9,541 | No | 4 | X | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Units Consisting Of Common Stock And Series A Warrants | Subscription Rights (right to buy) | Disposition | 2020-09-22 | 42,131 | $0.00 | 0 | $1.56 |
Common Stock | Series A Warrants (right to buy) | Acquisiton | 2020-09-22 | 42,131 | $0.00 | 18,807 | $2.57 |
Units Consisting Of Common Stock And Series A Warrants | Subscription Rights (right to buy) | Disposition | 2020-09-22 | 6,597 | $0.00 | 0 | $1.56 |
Common Stock | Series A Warrants (right to buy) | Acquisiton | 2020-09-22 | 6,597 | $0.00 | 2,944 | $2.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-08-18 | 2020-09-18 | No | 4 | X | Direct |
42,131 | 2020-09-18 | 2025-08-01 | No | 4 | X | Direct |
0 | 2020-08-18 | 2020-09-18 | No | 4 | X | Direct |
6,597 | 2020-09-18 | 2025-08-01 | No | 4 | X | Direct |
Footnotes
- The purchase of these shares was inadvertently omitted due to administrative oversight.
- Reflects reinvestment of dividends received under a broker-administered dividend reinvestment plan.
- Joint w/ spouse
- Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.
- Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of asubscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.