Filing Details
- Accession Number:
- 0001140361-20-021384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-23 21:04:56
- Reporting Period:
- 2020-09-22
- Accepted Time:
- 2020-09-23 21:04:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1772921 | Onewater Marine Inc. | ONEW | Retail-Auto & Home Supply Stores (5531) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1789635 | Jr. Austin Philip Singleton | 6275 Lanier Islands Parkway Buford GA 30518 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock, Par Value $0.01 | Disposition | 2020-09-22 | 69,290 | $0.00 | 345,678 | No | 4 | C | Indirect | By Philip Singleton Irrevocable Trust, Dated December 24, 2015 |
Class A Common Stock, Par Value $0.01 | Acquisiton | 2020-09-22 | 69,290 | $0.00 | 69,290 | No | 4 | C | Indirect | By Philip Singleton Irrevocable Trust, Dated December 24, 2015 |
Class A Common Stock, Par Value $0.01 | Disposition | 2020-09-22 | 69,290 | $19.00 | 0 | No | 4 | S | Indirect | By Philip Singleton Irrevocable Trust, Dated December 24, 2015 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Philip Singleton Irrevocable Trust, Dated December 24, 2015 |
No | 4 | C | Indirect | By Philip Singleton Irrevocable Trust, Dated December 24, 2015 |
No | 4 | S | Indirect | By Philip Singleton Irrevocable Trust, Dated December 24, 2015 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 | One Water Marine Holdings, LLC common unit | Disposition | 2020-09-22 | 69,290 | $0.00 | 69,290 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
345,678 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $0.01 | 17,333 | Direct | |
Class A Common Stock, Par Value $0.01 | 104,027 | Indirect | By Auburn OWMH, LLLP |
Class B Common Stock, Par Value $0.01 | 764,373 | Indirect | By Auburn OWMH, LLLP |
Class B Common Stock, Par Value $0.01 | 476,261 | Indirect | By Austin Singleton Irrevocable Trust, Dated December 30, 2015 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 | One Water Marine Holdings, LLC common unit | $0.00 | 764,373 | 764,373 | Indirect | ||
Class A Common Stock, Par Value $0.01 | One Water Marine Holdings, LLC common unit | $0.00 | 476,261 | 476,261 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
764,373 | 764,373 | Indirect | |
476,261 | 476,261 | Indirect |
Footnotes
- At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.
- Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.