Filing Details
- Accession Number:
- 0001140361-20-021377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-23 21:01:13
- Reporting Period:
- 2020-09-22
- Accepted Time:
- 2020-09-23 21:01:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1772921 | Onewater Marine Inc. | ONEW | Retail-Auto & Home Supply Stores (5531) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1790712 | B. Jeffrey Lamkin | 6275 Lanier Islands Parkway Buford GA 30518 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, Par Value $0.01 | Disposition | 2020-09-22 | 125,308 | $0.00 | 150,000 | No | 4 | C | Indirect | By JBL Investment Holdings, LLLP |
| Class B Common Stock, Par Value $0.01 | Disposition | 2020-09-22 | 125,308 | $0.00 | 150,000 | No | 4 | C | Indirect | By L13, LLLP |
| Class A Common Stock, Par Value $0.01 | Acquisiton | 2020-09-22 | 125,308 | $0.00 | 125,308 | No | 4 | C | Indirect | By JBL Investment Holdings, LLLP |
| Class A Common Stock, Par Value $0.01 | Acquisiton | 2020-09-22 | 125,308 | $0.00 | 125,308 | No | 4 | C | Indirect | L13, LLLP |
| Class A Common Stock, Par Value $0.01 | Disposition | 2020-09-22 | 125,308 | $19.00 | 0 | No | 4 | S | Indirect | By JBL Investment Holdings, LLLP |
| Class A Common Stock, Par Value $0.01 | Disposition | 2020-09-22 | 125,308 | $19.00 | 0 | No | 4 | S | Indirect | By L13, LLLP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By JBL Investment Holdings, LLLP |
| No | 4 | C | Indirect | By L13, LLLP |
| No | 4 | C | Indirect | By JBL Investment Holdings, LLLP |
| No | 4 | C | Indirect | L13, LLLP |
| No | 4 | S | Indirect | By JBL Investment Holdings, LLLP |
| No | 4 | S | Indirect | By L13, LLLP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 | One Water Marine Holdings, LLC common unit | Disposition | 2020-09-22 | 125,308 | $0.00 | 125,308 | $0.00 |
| Class A Common Stock, Par Value $0.01 | One Water Marine Holdings, LLC common unit | Disposition | 2020-09-22 | 125,308 | $0.00 | 125,308 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | No | 4 | C | Indirect | ||
| 150,000 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock, Par Value $0.01 | 6,250 | Direct | |
| Class A Common Stock, Par Value $0.01 | 25,000 | Indirect | By Nantahala Legacy Partners |
Footnotes
- At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.
- Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.
- The general partner of JBL Investment Holdings, LLLP is Sea Oats Management, LLC, for which the Reporting Person serves as sole manager and has sole voting and investment control over shares held by JBL Investment Holdings, LLLP.
- The general partner of L13, LLLP is Sea Oats Management, LLC, for which the Reporting Person serves as sole manager and has sole voting and investment control over shares held by L13, LLLP.
- Sea Oats Management, LLC is the manager of Nantahala Legacy Partners LLC. The Reporting Person is the sole manager of Sea Oats Management, LLC and has sole voting and investment control over shares held by Nantahala Legacy Partners LLC.
- The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
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