Filing Details
- Accession Number:
- 0000927066-20-000198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-22 19:59:32
- Reporting Period:
- 2020-09-18
- Accepted Time:
- 2020-09-22 19:59:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927066 | Davita Inc. | DVA | Services-Misc Health & Allied Services, Nec (8090) | 510354549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204946 | M Leanne Zumwalt | C/O Davita Inc. 2000 16Th Street Denver CO 80202 | Group Vp, Government Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-18 | 26,459 | $75.42 | 51,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-18 | 24,190 | $90.14 | 26,859 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-09-18 | 10,464 | $65.48 | 37,323 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-18 | 8,961 | $90.14 | 28,362 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-09-18 | 2,435 | $87.73 | 25,927 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-09-18 | 1,337 | $88.57 | 24,590 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2020-09-18 | 26,459 | $0.00 | 26,459 | $75.42 |
| Common Stock | Stock Appreciation Rights | Disposition | 2020-09-18 | 10,456 | $0.00 | 10,456 | $65.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,459 | 2019-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 10,456 | 2020-05-15 | 2022-06-06 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sale price of $87.7282. The range of prices for the sale of these shares were $87.4950 - $88.4500 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price of $88.5658. The range of prices for the sale of these shares was $88.5450 - $88.5900 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Stock Appreciation Rights were granted on 5/13/2016. 50% vested on 5/13/2019 and the remaining 50% vested on 5/13/2020.
- The Stock Appreciation Rights were granted on 6/06/2017. 50% vested on 5/15/2020 and the remaining 50% will vest on 5/15/2021.
- Expiration date previously reported as 5/15/2022 in a Form 4 filed on 6/08/2017.
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