Filing Details
- Accession Number:
- 0000899243-20-025906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-22 14:21:53
- Reporting Period:
- 2018-04-11
- Accepted Time:
- 2020-09-22 14:21:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356115 | Nexpoint Strategic Opportunities Fund | NHF | () | 800139099 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1606636 | J Robert Froehlich | 300 Crescent Court, Suite 700 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-04-11 | 184 | $22.99 | 184 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2020-02-25 | 97 | $17.01 | 281 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Mr. Froehlich disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.