Filing Details
- Accession Number:
- 0001789923-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-22 12:42:59
- Reporting Period:
- 2020-09-18
- Accepted Time:
- 2020-09-22 12:42:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1789923 | Jeffrey Douglas | 111 N. Canal Street, Suite 850 Chicago IL 60606 | Svp, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-18 | 11,878 | $0.00 | 130,382 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-21 | 219 | $4.05 | 130,163 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-09-21 | 3,512 | $4.01 | 126,651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Units | Disposition | 2020-09-18 | 11,878 | $0.00 | 11,878 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,633 | 2025-05-15 | No | 4 | M | Direct |
Footnotes
- Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target.
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 11,878 shares of performance stock units from a June 24, 2020 grant of 47,511 shares of performance stock units.
Billionaire Hedge Funds
