Filing Details

Accession Number:
0001372677-11-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-04 12:03:41
Reporting Period:
2011-04-01
Filing Date:
2011-04-04
Accepted Time:
2011-04-04 12:03:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1344980 Alliance Holdings Gp L.p. AHGP Bituminous Coal & Lignite Surface Mining (1221) 030573898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173893 Iii W Joseph Craft 1717 S. Boulder Avenue
Suite 600
Tulsa OK 74119
President And Chief Executive Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Unit Disposition 2011-04-01 2,750,000 $52.18 18,428,074 No 4 S Indirect Through members of 13d group
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through members of 13d group
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Unit 20,641,168 Indirect By Alliance Resource GP, LLC
Common Unit 5,193,759 Direct
Common Units 523,122 Indirect Alliance Resource Management, III
Footnotes
  1. Joseph W. Craft III ("Craft") indirectly holds 20,641,168 Common Units of AHGP through Alliance Resources Holdings, Inc. ("ARH II"), of which he is sole director and sole shareholder. ARH II holds all of the outstanding shares of Alliance Resource Holdings, Inc. ("ARH"). ARH, in turn, holds all of the outstanding membership interests of Alliance Resources GP, LLC (the "SGP"). Prior to June 13, 2006, Craft was the majority, but not sole, shareholder of ARH II. On June 13, 2006, Craft and ARH II entered into a stock purchase and stock redemption transaction with the other shareholders of ARH II which, after giving effect thereto, resulted in Craft becoming the sole shareholder of ARH II. In a prior Form 4 filing, Craft reported his interest in the 20,641,168 Common Units of AHGP held by the SGP, but disclaimed beneficial ownership in such Common Units except to the extent of his pecuniary interest therein. (Continued in footnote (2).
  2. Craft, as sole shareholder of ARH II, no longer disclaims beneficial interest with respect to any of the 20,641,168 AHGP Common Units held by the SGP.
  3. Held through the JWC Rev Trust, which Mr. Craft is trustee.
  4. Craft indirectly holds 18,428,074 AHGP common units held by certain current and former members of management of ARLP orther than Mr. Craft with whom he may be deemed to comprise a group under Rule 13d-5(b) of the Exchange Act. Craft disclaims beneficial ownership of the reported securities.
  5. Craft indirectly holds 523,122 Common Units of AHGP through Alliance Management Holdings III, LLC ("AMH III"), which acquired 600,000 Common Units of AHGP in connection with the AMH Liquidation and the AMH II Liquidation. Craft is the sole director of AMH III and owns 42.43% of the membership interests in AMH III. Craft disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.