Filing Details
- Accession Number:
- 0001372677-11-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-04 12:03:41
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-04
- Accepted Time:
- 2011-04-04 12:03:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1344980 | Alliance Holdings Gp L.p. | AHGP | Bituminous Coal & Lignite Surface Mining (1221) | 030573898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173893 | Iii W Joseph Craft | 1717 S. Boulder Avenue Suite 600 Tulsa OK 74119 | President And Chief Executive | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Unit | Disposition | 2011-04-01 | 2,750,000 | $52.18 | 18,428,074 | No | 4 | S | Indirect | Through members of 13d group |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through members of 13d group |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Unit | 20,641,168 | Indirect | By Alliance Resource GP, LLC |
Common Unit | 5,193,759 | Direct | |
Common Units | 523,122 | Indirect | Alliance Resource Management, III |
Footnotes
- Joseph W. Craft III ("Craft") indirectly holds 20,641,168 Common Units of AHGP through Alliance Resources Holdings, Inc. ("ARH II"), of which he is sole director and sole shareholder. ARH II holds all of the outstanding shares of Alliance Resource Holdings, Inc. ("ARH"). ARH, in turn, holds all of the outstanding membership interests of Alliance Resources GP, LLC (the "SGP"). Prior to June 13, 2006, Craft was the majority, but not sole, shareholder of ARH II. On June 13, 2006, Craft and ARH II entered into a stock purchase and stock redemption transaction with the other shareholders of ARH II which, after giving effect thereto, resulted in Craft becoming the sole shareholder of ARH II. In a prior Form 4 filing, Craft reported his interest in the 20,641,168 Common Units of AHGP held by the SGP, but disclaimed beneficial ownership in such Common Units except to the extent of his pecuniary interest therein. (Continued in footnote (2).
- Craft, as sole shareholder of ARH II, no longer disclaims beneficial interest with respect to any of the 20,641,168 AHGP Common Units held by the SGP.
- Held through the JWC Rev Trust, which Mr. Craft is trustee.
- Craft indirectly holds 18,428,074 AHGP common units held by certain current and former members of management of ARLP orther than Mr. Craft with whom he may be deemed to comprise a group under Rule 13d-5(b) of the Exchange Act. Craft disclaims beneficial ownership of the reported securities.
- Craft indirectly holds 523,122 Common Units of AHGP through Alliance Management Holdings III, LLC ("AMH III"), which acquired 600,000 Common Units of AHGP in connection with the AMH Liquidation and the AMH II Liquidation. Craft is the sole director of AMH III and owns 42.43% of the membership interests in AMH III. Craft disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.