Filing Details
- Accession Number:
- 0001562180-20-006069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-21 16:57:04
- Reporting Period:
- 2020-09-16
- Accepted Time:
- 2020-09-21 16:57:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1568100 | Pagerduty Inc. | PD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1333069 | Stacey Giamalis | C/O Pagerduty, Inc. 600 Townsend St., Suite 200 San Francisco CA 94103 | Senior Vp, Legal And Gc | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-16 | 226 | $2.00 | 80,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-16 | 226 | $25.00 | 80,245 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-09-18 | 774 | $2.00 | 81,019 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-18 | 774 | $25.00 | 80,245 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-09-16 | 226 | $2.00 | 226 | $5.87 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-09-18 | 774 | $2.00 | 774 | $5.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 357,274 | 2028-04-08 | No | 4 | M | Direct | |
| 356,500 | 2028-04-08 | No | 4 | M | Direct |
Footnotes
- A portion of these shares represent restricted stock units.
- The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.
Billionaire Hedge Funds
