Filing Details
- Accession Number:
- 0001104659-20-107002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-21 16:33:52
- Reporting Period:
- 2020-09-18
- Accepted Time:
- 2020-09-21 16:33:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201633 | Henry Samueli | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001K | Acquisiton | 2020-09-18 | 38,850 | $0.00 | 4,628,084 | No | 5 | G | Indirect | See Footnote |
Common Stock. $0.001 Par Value | Acquisiton | 2020-09-18 | 131,062 | $0.00 | 1,227,203 | No | 5 | G | Indirect | See Footnote |
Common Stock, $0.001 Par Value | Acquisiton | 2020-09-18 | 101,740 | $361.45 | 2,832,299 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | See Footnote |
No | 5 | G | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 262,582 | Direct | |
Common Stock, $0.001 Par Value | 0 | Indirect | See Footnote |
Common Stock, $0.001 Par Value | 0 | Indirect | See Footnote |
Common Stock, $0.001 Par Value | 459,690 | Indirect | See Footnote |
Common Stock, $0.001 Par Value | 61,213 | Indirect | See Footnote |
Footnotes
- Includes 2,641 restricted stock units.
- Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.
- Directly held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Directly held by HS Management, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Directly held by H & S Portfolio II L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Directly held by H & S Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.