Filing Details
- Accession Number:
- 0000899243-20-025789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-21 15:10:13
- Reporting Period:
- 2020-09-17
- Accepted Time:
- 2020-09-21 15:10:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013272 | Norwood Financial Corp | NWFL | State Commercial Banks (6022) | 232828306 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192337 | J Lewis Critelli | 717 Main Street Honesdale PA 18431 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-17 | 456 | $16.83 | 25,502 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-09-17 | 456 | $26.75 | 25,046 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-09-18 | 1,395 | $16.83 | 26,441 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-09-18 | 1,395 | $26.75 | 25,046 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options-Right to Buy | Disposition | 2020-09-17 | 456 | $0.00 | 456 | $16.83 |
Common Stock | Options-Right to Buy | Disposition | 2020-09-18 | 1,395 | $0.00 | 1,395 | $16.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,369 | 2011-12-31 | 2020-12-31 | No | 4 | M | Direct |
19,974 | 2011-12-31 | 2020-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,016 | Indirect | ESOP |
Common Stock | 375 | Indirect | Restricted Stock Award |
Common Stock | 1,200 | Indirect | Restricted Stock Award |
Common Stock | 1,800 | Indirect | Restricted Stock Award |
Common Stock | 2,000 | Indirect | Restricted Stock Award |
Common Stock | 2,500 | Indirect | Restricted Stock Award |
Footnotes
- Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.