Filing Details
- Accession Number:
- 0001104659-20-106907
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-21 14:26:39
- Reporting Period:
- 2020-08-18
- Accepted Time:
- 2020-09-21 14:26:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357971 | Energy Services Of America Corp | ESOA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1270979 | V Douglas Reynolds | 75 West Third Ave Huntington WV 25701 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-18 | 3,000 | $0.79 | 1,373,634 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-19 | 1,000 | $0.85 | 1,374,634 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-21 | 1,000 | $0.87 | 1,375,634 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-25 | 1,000 | $0.83 | 1,376,634 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-31 | 1,700 | $0.86 | 1,378,334 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-09-02 | 1,102 | $0.76 | 1,379,436 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-09-04 | 1,235 | $0.81 | 1,380,671 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Preferred Stock | 13 | Direct | |
| Preferred Stock | 4 | Indirect | Children |
| Common Stock | 29,907 | Indirect | Children |
Footnotes
- Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
- Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.
Billionaire Hedge Funds
