Filing Details
- Accession Number:
- 0001213900-20-027429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-21 06:13:23
- Reporting Period:
- 2020-09-15
- Accepted Time:
- 2020-09-21 06:13:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674227 | Scworx Corp. | WORX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573203 | Iii Kenneth Charles Miller | C/O Scworx Corp. 590 Madison Avenue, 21St Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Disposition | 2020-09-15 | 3,290 | $1.49 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units | 20,000 | Direct | |
| Restricted Stock Units | 80,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | $6.49 | 2029-02-13 | 13,393 | 13,393 | Direct | |
| Common Stock | Common Stock Option | $2.64 | 2019-11-26 | 2029-11-26 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-02-13 | 13,393 | 13,393 | Direct |
| 2029-11-26 | 50,000 | 50,000 | Direct |
Footnotes
- The Restricted Stock Units vest in full on 09/17/20
- The Restricted Stock Units were issued to the reporting person as additional compensation for serving as a director in 2020
- The option vests in 4 quarterly installments, commencing ninety days after the grant date
Billionaire Hedge Funds
