Filing Details
- Accession Number:
- 0001261654-20-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-18 16:25:26
- Reporting Period:
- 2020-09-16
- Accepted Time:
- 2020-09-18 16:25:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272480 | J Kimberly Mcwaters | 4225 E Windrose Drive Suite 200 Phoenix AZ 85032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Disposition | 2020-09-16 | 18,130 | $6.68 | 279,823 | No | 4 | F | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2020-09-16 | 40,000 | $6.61 | 239,823 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2020-09-17 | 40,000 | $6.67 | 199,823 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.0001 Par Value | 707 | Indirect | Spouse |
Footnotes
- Vesting of Restricted Stock granted on 9/14/2016. Shares withheld to satisfy tax liability.
- The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- The shares were sold at prices ranging from $6.55 to $6.71. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $6.535 to $6.740. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.