Filing Details

Accession Number:
0000899243-20-025717
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-18 16:21:07
Reporting Period:
2020-09-17
Accepted Time:
2020-09-18 16:21:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786248 Nexpoint Real Estate Finance Inc. NREF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1636204 Matthew Goetz 300 Crescent Court, Suite 700
Dallas TX 75201
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-17 1,000 $13.74 36,552 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 65,700 Indirect See Footnote
Footnotes
  1. Due to an inadvertent clerical error, the balance reported in the Form 4 filed on March 26, 2020, and the number of shares purchased on that date as reported therein, were overstated by 500 shares. The balance shown on this Form 4 has been adjusted to correct the overstatement.
  2. These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.