Filing Details
- Accession Number:
- 0000899243-20-025717
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-18 16:21:07
- Reporting Period:
- 2020-09-17
- Accepted Time:
- 2020-09-18 16:21:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1786248 | Nexpoint Real Estate Finance Inc. | NREF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1636204 | Matthew Goetz | 300 Crescent Court, Suite 700 Dallas TX 75201 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-17 | 1,000 | $13.74 | 36,552 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 65,700 | Indirect | See Footnote |
Footnotes
- Due to an inadvertent clerical error, the balance reported in the Form 4 filed on March 26, 2020, and the number of shares purchased on that date as reported therein, were overstated by 500 shares. The balance shown on this Form 4 has been adjusted to correct the overstatement.
- These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.