Filing Details

Accession Number:
0001628280-20-013750
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-18 16:19:43
Reporting Period:
2020-09-17
Accepted Time:
2020-09-18 16:19:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425287 Workhorse Group Inc. WKHS Motor Vehicles & Passenger Car Bodies (3711) 261394771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685081 Duane Hughes C/O Workhorse Group Inc.
100 Commerce Drive
Loveland OH 45140
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Disposition 2020-09-17 50,000 $25.78 338,600 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-09-17 19,011 $4.99 388,600 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-09-17 22,000 $7.21 369,589 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Par Value Per Share Stock Options Disposition 2020-09-17 19,011 $4.99 19,011 $4.99
Common Stock, $0.001 Par Value Per Share Stock Options Disposition 2020-09-17 22,000 $25.78 22,000 $7.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,989 2016-02-03 2021-02-03 No 4 M Direct
0 2016-08-16 2021-08-16 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.001 Par Value Per Share Stock Options $0.97 2019-03-31 2024-02-04 1,000,000 1,000,000 Direct
Common Stock, $0.001 Par Value Per Share Stock Options $0.97 2019-02-04 2024-02-04 50,000 50,000 Direct
Common Stock, $0.001 Par Value Per Share Stock Options $5.28 2017-06-30 2027-05-19 400,000 400,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-02-04 1,000,000 1,000,000 Direct
2024-02-04 50,000 50,000 Direct
2027-05-19 400,000 400,000 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.