Filing Details
- Accession Number:
- 0001628280-20-013750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-18 16:19:43
- Reporting Period:
- 2020-09-17
- Accepted Time:
- 2020-09-18 16:19:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425287 | Workhorse Group Inc. | WKHS | Motor Vehicles & Passenger Car Bodies (3711) | 261394771 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685081 | Duane Hughes | C/O Workhorse Group Inc. 100 Commerce Drive Loveland OH 45140 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Disposition | 2020-09-17 | 50,000 | $25.78 | 338,600 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2020-09-17 | 19,011 | $4.99 | 388,600 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2020-09-17 | 22,000 | $7.21 | 369,589 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Stock Options | Disposition | 2020-09-17 | 19,011 | $4.99 | 19,011 | $4.99 |
Common Stock, $0.001 Par Value Per Share | Stock Options | Disposition | 2020-09-17 | 22,000 | $25.78 | 22,000 | $7.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,989 | 2016-02-03 | 2021-02-03 | No | 4 | M | Direct |
0 | 2016-08-16 | 2021-08-16 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Stock Options | $0.97 | 2019-03-31 | 2024-02-04 | 1,000,000 | 1,000,000 | Direct |
Common Stock, $0.001 Par Value Per Share | Stock Options | $0.97 | 2019-02-04 | 2024-02-04 | 50,000 | 50,000 | Direct |
Common Stock, $0.001 Par Value Per Share | Stock Options | $5.28 | 2017-06-30 | 2027-05-19 | 400,000 | 400,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-02-04 | 1,000,000 | 1,000,000 | Direct |
2024-02-04 | 50,000 | 50,000 | Direct |
2027-05-19 | 400,000 | 400,000 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.