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Home > Insider Trading > Filing (0001209191-20-051139)

Filing Details

Accession Number:: 0001209191-20-051139
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-18 15:52:33
Reporting Period:: 2016-09-16

Accepted Time:: 2020-09-18 15:52:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
29002	Diodes Inc L	DIOD	Semiconductors & Related Devices (3674)	952039518

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196531	Shew Keh Lu	4949 Hedgcoxe Road Suite 200 Plano TX 75024	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Diodes Incorporated Common Stock	Disposition	2020-09-16	5,000	$50.00	481,964	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Diodes Incorporated Common Stock	46,150	Indirect	Custodial
Diodes Incorporated Common Stock	700,000	Indirect	Lu Grandchildren's Trust
Diodes Incorporated Common Stock	56,015	Indirect	The Lu Family Foundation
Diodes Incorporated Common Stock	4,700	Indirect	The Lu 2017 Irrevocable Trust
Diodes Incorporated Common Stock - Performance Stock Units	251,818	Direct

Footnotes

Sold under a 10b5-1 plan.
These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.