Filing Details

Accession Number:
0001628280-20-013721
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-17 21:10:35
Reporting Period:
2020-09-15
Accepted Time:
2020-09-17 21:10:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1576280 Guardant Health Inc. GH Services-Medical Laboratories (8071) 454139254
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1752968 Helmy Eltoukhy 505 Penobscot Drive
Redwood City CA 94063
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-15 22,926 $4.18 3,317,456 No 4 M Direct
Common Stock Disposition 2020-09-15 37,474 $102.21 3,279,982 No 4 S Direct
Common Stock Disposition 2020-09-15 29,785 $103.30 3,250,197 No 4 S Direct
Common Stock Disposition 2020-09-15 42,106 $104.04 3,208,091 No 4 S Direct
Common Stock Disposition 2020-09-15 683 $104.79 3,207,408 No 4 S Direct
Common Stock Acquisiton 2020-09-16 45,523 $4.18 3,252,931 No 4 M Direct
Common Stock Disposition 2020-09-16 43,351 $103.05 3,209,580 No 4 S Direct
Common Stock Disposition 2020-09-16 152,011 $104.07 3,057,569 No 4 S Direct
Common Stock Disposition 2020-09-16 23,147 $104.61 3,034,422 No 4 S Direct
Common Stock Acquisiton 2020-09-17 42,921 $4.18 3,077,343 No 4 M Direct
Common Stock Disposition 2020-09-17 8,570 $99.16 3,068,773 No 4 S Direct
Common Stock Disposition 2020-09-17 76,084 $100.02 2,992,689 No 4 S Direct
Common Stock Disposition 2020-09-17 111,591 $100.94 2,881,098 No 4 S Direct
Common Stock Disposition 2020-09-17 9,728 $102.10 2,871,370 No 4 S Direct
Common Stock Disposition 2020-09-17 48 $102.82 2,871,322 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock STOCK OPTION (RIGHT TO BUY) Disposition 2020-09-15 22,926 $0.00 22,926 $4.18
Common Stock STOCK OPTION (RIGHT TO BUY) Disposition 2020-09-16 45,523 $0.00 45,523 $4.18
Common Stock STOCK OPTION (RIGHT TO BUY) Disposition 2020-09-17 42,921 $0.00 42,921 $4.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
861,532 2022-07-13 No 4 M Direct
816,009 2022-07-13 No 4 M Direct
773,088 2022-07-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 664,020 Indirect Shares held by Eltoukhy Investments, L.P.
Footnotes
  1. These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  2. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $101.70 to $102.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $102.70 to $103.695, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $103.70 to $104.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $104.73 to $104.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $102.475 to $103.465, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $103.47 to $104.465, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $104.47 to $105.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  9. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $98.71 to $99.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  10. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $99.71 to $100.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  11. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $100.71 to $101.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  12. The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $101.71 to $102.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  13. Includes shares previously reported as indirectly held by the Helmy A. Eltoukhy Revocable Trust.
  14. The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.