Filing Details
- Accession Number:
- 0001209191-20-051018
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-09-17 18:45:39
- Reporting Period:
- 2020-09-02
- Accepted Time:
- 2020-09-17 18:45:39
- Original Submission Date:
- 2020-09-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1260968 | Marlin Business Services Corp | MRLN | State Commercial Banks (6022) | 383686388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1276033 | J Matthew Sullivan | C/O Marlin Business Services Corp. 300 Fellowship Road Mount Laurel NJ 08054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-02 | 5,000 | $6.96 | 55,429 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-09-03 | 5,000 | $6.88 | 60,429 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 234,483 | Indirect | See footnote |
Footnotes
- Mr. Sullivan purchased 5,000 shares of the Company's common stock on September 2, 2020. Prior disclosure incorrectly stated that Mr. Sullivan was awarded such common stock.
- Includes 22,328 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
- Mr. Sullivan purchased 5,000 shares of the Company's common stock on September 3, 2020. Prior disclosure incorrectly stated that Mr. Sullivan was awarded such common stock.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $6.85 to $6.94, inclusive. The reporting person undertakes to provide Marlin Business Services Corp, any security holder of Marlin Business Services Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- The 234,483 reported shares are owned by Peachtree CIP, L.P., whose general partner is Peachtree Equity Management, LLC (the "General Partner"). The reporting person is the Managing Director of the General Partner and could be deemed to be an indirect holder of the reported shares. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.