Filing Details
- Accession Number:
- 0001104659-20-106176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-17 18:04:32
- Reporting Period:
- 2020-09-14
- Accepted Time:
- 2020-09-17 18:04:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425355 | Mill City Ventures Iii Ltd | MCVT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1394819 | Michael Douglas Polinsky | 1907 Wayzata Blvd., Suite 205 Wayzata MN 55391 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-14 | 100,000 | $0.43 | 528,705 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 69,411 | Indirect | By Great North Capital Corp. |
Common Stock | 290,055 | Indirect | By Lantern Advisers LLC |
Common Stock | 428,705 | Direct |
Footnotes
- A Minnesota corporation of which the reporting person is the Chief Executive Officer.
- A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- 50,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.