Filing Details

Accession Number:
0001104659-20-106176
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-17 18:04:32
Reporting Period:
2020-09-14
Accepted Time:
2020-09-17 18:04:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425355 Mill City Ventures Iii Ltd MCVT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394819 Michael Douglas Polinsky 1907 Wayzata Blvd., Suite 205
Wayzata MN 55391
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-14 100,000 $0.43 528,705 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 69,411 Indirect By Great North Capital Corp.
Common Stock 290,055 Indirect By Lantern Advisers LLC
Common Stock 428,705 Direct
Footnotes
  1. A Minnesota corporation of which the reporting person is the Chief Executive Officer.
  2. A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
  3. 50,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.