Filing Details
- Accession Number:
- 0001567619-20-016839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-17 16:21:26
- Reporting Period:
- 2020-09-16
- Accepted Time:
- 2020-09-17 16:21:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912147 | Royce Micro-Cap Trust Inc. | RMT | () | 133739778 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009121 | M Charles Royce | C/O Royce &Amp; Associates, Lp 745 Fifth Avenue New York NY 10151 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-09-17 | 50,000 | $7.83 | 169,879 | No | 4 | S | Indirect | Family Investment Entity |
Common Stock | Disposition | 2020-09-16 | 35,610 | $7.89 | 219,879 | No | 4 | S | Indirect | Family Investment Entity |
Common Stock | Disposition | 2020-09-16 | 14,390 | $7.85 | 255,489 | No | 4 | S | Indirect | Family Investment Entity |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Family Investment Entity |
No | 4 | S | Indirect | Family Investment Entity |
No | 4 | S | Indirect | Family Investment Entity |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,366,024 | Direct |
Footnotes
- Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.