Home > Insider Trading > Filing (0001104659-20-106037)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1425355	Mill City Ventures Iii Ltd	MCVT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1394647	Ii Anthony Joseph Geraci	1907 Wayzata Blvd., Suite 205 Wayzata MN 55391	Chief Financial Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-14	100,000	$0.43	702,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	17,273	Indirect	By spouse
Common Stock	290,055	Indirect	By Lantern Advisers LLC
Common Stock	602,500	Direct

Footnotes

A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
50,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.