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Home > Insider Trading > Filing (0001104659-20-106033)

Filing Details

Accession Number:: 0001104659-20-106033
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-17 12:58:20
Reporting Period:: 2020-09-15

Accepted Time:: 2020-09-17 12:58:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083220	Xcel Brands Inc.	XELB	Patent Owners & Lessors (6794)	760307819

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1530941	Mark Disanto	C/O Triple Crown Corp., 5351 Jaycee Avenue Harrisburg PA 17112		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-15	10,000	$0.70	991,105	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,500	Direct
Common Stock	82,392	Indirect	See Footnote

Footnotes

Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
Represents shares held by these trusts Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.