Filing Details

Accession Number:
0001628280-20-013677
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-16 18:52:59
Reporting Period:
2020-09-14
Accepted Time:
2020-09-16 18:52:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1176948 Ares Management Corp ARES Investment Advice (6282) 954656677
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576312 Kipp R. Deveer 2000 Avenue Of The Stars
12Th Floor
Los Angeles CA 90067
Head Of Credit Group Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-09-14 20,000 $40.50 751,051 No 4 S Direct
Class A Common Stock Disposition 2020-09-15 7,245 $40.17 743,806 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold on September 14, 2020 in multiple transactions at prices ranging from $40.40 to $40.72. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.
  2. Includes 676,672 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
  3. The price reported in Column 4 is a weighted average price. These shares were sold on September 15, 2020 in multiple transactions at prices ranging from $40.15 to $40.21.