Filing Details
- Accession Number:
- 0000014693-20-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-16 18:06:11
- Reporting Period:
- 2020-09-15
- Accepted Time:
- 2020-09-16 18:06:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1749663 | Kelli Brown | 850 Dixie Highway Louisville KY 40210 | Svp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2020-09-15 | 1,024 | $36.11 | 2,173 | No | 4 | M | Direct | |
| Class B Common | Acquisiton | 2020-09-15 | 1,500 | $40.15 | 3,673 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2020-09-15 | 1,625 | $79.49 | 2,048 | No | 4 | F | Direct | |
| Class B Common | Disposition | 2020-09-15 | 899 | $78.97 | 1,149 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | Disposition | 2020-09-15 | 1,024 | $0.00 | 1,024 | $36.11 |
| Class B Common | Stock Appreciation Right | Disposition | 2020-09-15 | 1,500 | $0.00 | 1,500 | $40.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-01 | 2024-04-30 | No | 4 | M | Direct |
| 655 | 2018-05-01 | 2025-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common | 770 | Indirect | ESPP |
| Class B Common | 8 | Indirect | DRIP |
Footnotes
- The closing price of BF-B on September 14, 2020 was used to calculate the withholding obligation.
- Number of shares acquired through the issuer's employee stock purchase program as of September 15, 2020.
- Number of shares acquired through the issuer's dividend reinvestment plan as of September 15, 2020.
Billionaire Hedge Funds
