Home > Insider Trading > Filing (0001209191-20-050755)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
718937	Staar Surgical Co	STAA	Ophthalmic Goods (3851)	953797439

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1678691	Keith Holliday	25651 Atlantic Ocean Drive Lake Forest CA 92630	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-09-14	1,286	$7.52	29,733	No	4	M	Direct
Common Stock	Acquisiton	2020-09-14	21,294	$9.30	51,027	No	4	M	Direct
Common Stock	Acquisiton	2020-09-14	3,994	$16.15	55,021	No	4	M	Direct
Common Stock	Disposition	2020-09-14	26,574	$53.26	28,447	No	4	S	Direct
Common Stock	Disposition	2020-09-14	9,115	$53.49	19,332	No	4	S	Direct
Common Stock	Acquisiton	2020-09-15	13,217	$16.15	32,549	No	4	M	Direct
Common Stock	Acquisiton	2020-09-15	10,112	$29.80	42,661	No	4	M	Direct
Common Stock	Acquisiton	2020-09-15	12,997	$35.98	55,658	No	4	M	Direct
Common Stock	Disposition	2020-09-15	36,326	$53.33	19,332	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Options	Disposition	2020-09-14	1,286	$0.00	1,286	$7.52
Common Stock	Common Stock Options	Disposition	2020-09-14	21,294	$0.00	21,294	$9.30
Common Stock	Common Stock Options	Disposition	2020-09-14	3,994	$0.00	3,994	$16.15
Common Stock	Common Stock Options	Disposition	2020-09-15	13,217	$0.00	13,217	$16.15
Common Stock	Common Stock Options	Disposition	2020-09-15	10,112	$0.00	10,112	$29.80
Common Stock	Common Stock Options	Disposition	2020-09-15	12,997	$0.00	12,997	$35.98

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,714	2017-03-18	2026-03-17	No	4	M	Direct
16,206	2018-03-21	2027-03-20	No	4	M	Direct
21,006	2019-03-15	2028-03-14	No	4	M	Direct
7,789	2019-03-15	2028-03-14	No	4	M	Direct
3,372	2019-06-14	2028-06-13	No	4	M	Direct
12,998	2020-03-14	2029-03-13	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.07 to $53.97, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.25 to $54.06, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.02 to $53.71, inclusive.
The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.
The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.
The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.