Filing Details

Accession Number:
0000919574-20-005881
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-16 16:42:23
Reporting Period:
2020-09-14
Accepted Time:
2020-09-16 16:42:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260221 Transdigm Group Inc TDG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234544 J Robert Small C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-14 504 $504.06 2,277,472 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 4,141 $505.15 2,281,613 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 9,094 $506.13 2,290,707 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 7,111 $507.20 2,297,818 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 25,965 $508.07 2,323,783 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 10,314 $508.96 2,334,097 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 4,010 $510.07 2,338,107 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 3,314 $511.05 2,341,421 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 6,380 $511.95 2,347,801 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-14 1,299 $512.72 2,349,100 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-15 3,083 $505.37 2,352,183 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-15 15,961 $506.58 2,368,144 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-15 31,108 $507.26 2,399,252 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-15 8,884 $508.22 2,408,136 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-15 1,642 $509.19 2,409,778 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-15 400 $510.18 2,410,178 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2020-09-15 100 $511.42 2,410,278 No 4 P Indirect By Berkshire Entities
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Berkshire Entities
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 165,688 Indirect By Stockbridge Partners LLC
Common Stock 20,301 Indirect By Family Trust
Common Stock 50,000 Indirect By Trust
Common Stock 30,948 Direct
Footnotes
  1. Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  2. Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV"), Stockbridge Fund, L.P. ("SF") and Stockbridge Absolute Return Fund, L.P. ("SARF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF and SARF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VIII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A.
  3. [Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of each of SF and SARF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $503.57 to $504.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $504.57 to $505.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $505.57 to $506.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $506.57 to $507.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $507.57 to $508.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $508.57 to $509.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $509.57 to $510.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  11. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $510.57 to $511.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $511.57 to $512.5699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $512.57 to $513.05. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  14. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $504.9 to $505.8999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  15. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $505.9 to $506.8999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  16. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $506.9 to $507.8999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $507.9 to $508.8999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  18. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $508.9 to $509.8999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  19. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $509.9 to $510.8999. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $510.9 to $511.42. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  21. Represents shares of Common Stock beneficially owned by certain family trusts. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such family trusts.
  22. Represents shares of Common Stock beneficially owned by a trust. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such trust.
  23. Represents shares of Common Stock held directly by the Reporting Person.