Filing Details

Accession Number:
0001250853-20-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-15 21:47:09
Reporting Period:
2020-09-14
Accepted Time:
2020-09-15 21:47:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083446 Apollo Medical Holdings Inc. AMEH Services-Management Consulting Services (8742) 870042699
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1725499 T. Kenneth Sim 1668 S. Garfield Ave.
2Nd Floor
Alhambra CA 91801
Executive Chairman And Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-14 5,000 $17.23 42,996 No 4 P Indirect By Kenneth T. Sim Pension Plan Trust
Common Stock Acquisiton 2020-09-14 1,000 $17.20 17,379 No 4 P Indirect By son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Kenneth T. Sim Pension Plan Trust
No 4 P Indirect By son
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 641,407 Indirect By Kenneth T & Simone S Sim Family Trust
Common Stock 564,706 Indirect By wife
Common Stock 17,307,214 Indirect By Allied Physicians of California, A Professional Medical Corporation
Common Stock 626,049 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.19 to $17.29, inclusive. The Reporting Person undertakes to provide to Apollo Medical Holdings, Inc., any security holder of Apollo Medical Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.20 to $17.21, inclusive. The Reporting Person undertakes to provide to Apollo Medical Holdings, Inc., any security holder of Apollo Medical Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.
  4. These securities are beneficially owned by Brandon Sim, the Issuer's Chief Technology Officer, interim Co-Chief Operating Officer and Vice President of Engineering, who is the Reporting Person's son and shares the Reporting Person's household. The Reporting Person disclaims any beneficial ownership of these securities.
  5. These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  6. These securities are beneficially owned by the Reporting Person's spouse as separate property. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  7. These securities are beneficially owned by Allied Physicians of California, A Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.