Filing Details

Accession Number:
0000807863-20-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-15 18:13:39
Reporting Period:
2020-09-11
Accepted Time:
2020-09-15 18:13:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
807863 Mitek Systems Inc MITK Computer Peripheral Equipment, Nec (3577) 870418827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577363 Jason Gray 600 B Street, Suite 100
San Diego CA 92101
Gc, Secretary & Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-09-11 10,000 $11.80 119,072 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Due to limitations imposed by the Internal Revenue Service, Mitek Systems, Inc. was unable to sell a sufficient number of shares to meet Mr. Gray's tax obligations on certain Restricted Stock Unit issuances, and consequently, Mr. Gray elected to sell additional shares to cover the remaining taxes as well as for personal diversification purposes.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.550 - $11.950, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Includes 1,531 shares acquired under the Mitek employee stock purchase plan on August 14, 2020 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).