Filing Details
- Accession Number:
- 0001144204-11-019834
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-01 19:48:25
- Reporting Period:
- 2009-06-05
- Filing Date:
- 2011-04-01
- Accepted Time:
- 2011-04-01 19:48:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1361872 | Westway Group Inc. | WWAY | Grain Mill Products (2040) | 204755936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1517090 | Fred Ganning | 8 Tall Pines Road Morristown NJ 07960-6740 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2009-06-05 | 1,000 | $5.00 | 1,184,329 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2009-06-09 | 1,000 | $4.50 | 1,185,329 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2009-07-13 | 1,000 | $4.01 | 1,186,329 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2009-07-21 | 1,000 | $4.01 | 1,187,329 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2009-07-21 | 13,000 | $4.00 | 1,200,329 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2009-07-24 | 5,000 | $4.00 | 1,205,329 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Disposition | 2009-11-23 | 100 | $4.90 | 1,205,229 | No | 4 | S | Indirect | See footnote. |
Class A Common Stock | Disposition | 2009-11-25 | 100 | $4.90 | 1,205,129 | No | 4 | S | Indirect | See footnote. |
Class A Common Stock | Disposition | 2009-11-30 | 400 | $5.20 | 1,204,729 | No | 4 | S | Indirect | See footnote. |
Class A Common Stock | Disposition | 2010-01-11 | 420 | $5.11 | 1,204,309 | No | 4 | S | Indirect | See footnote. |
Class A Common Stock | Disposition | 2010-01-12 | 1,000 | $5.15 | 1,203,309 | No | 4 | S | Indirect | See footnote. |
Class A Common Stock | Disposition | 2010-01-14 | 2,000 | $5.14 | 1,201,309 | No | 4 | S | Indirect | See footnote. |
Class A Common Stock | Disposition | 2010-01-14 | 120 | $5.17 | 1,201,189 | No | 4 | S | Indirect | See footnote. |
Class A Common Stock | Disposition | 2010-04-19 | 1,165,139 | $0.00 | 1,201,189 | No | 4 | G | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-04-28 | 700 | $4.05 | 1,201,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-05-03 | 5,000 | $3.85 | 1,206,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-05-04 | 5,000 | $3.80 | 1,211,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-05-06 | 5,000 | $3.75 | 1,216,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-05-18 | 5,000 | $3.60 | 1,221,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-05-19 | 5,000 | $3.51 | 1,226,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-08-17 | 1,800 | $3.40 | 1,228,689 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-08-18 | 8,200 | $3.40 | 1,236,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-08-27 | 10,000 | $3.05 | 1,246,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-08-27 | 5,000 | $3.01 | 1,251,889 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2010-09-08 | 10,000 | $2.95 | 1,261,889 | No | 4 | P | Indirect | See footnote. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | G | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Warrant | Disposition | 2010-07-08 | 10,000 | $0.07 | 10,000 | $5.00 |
Class A Common Stock | Warrant | Disposition | 2010-07-08 | 100 | $0.18 | 100 | $5.00 |
Class A Common Stock | Warrant | Disposition | 2010-07-12 | 100 | $0.18 | 100 | $5.00 |
Class A Common Stock | Warrant | Disposition | 2010-09-24 | 459,800 | $0.13 | 459,800 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
460,000 | 2010-07-08 | 2011-05-24 | No | 4 | S | Indirect |
459,900 | 2010-07-08 | 2011-05-24 | No | 4 | S | Indirect |
459,800 | 2010-07-12 | 2011-05-24 | No | 4 | S | Indirect |
0 | 2010-09-24 | 2011-05-24 | No | 4 | D | Indirect |
Footnotes
- Owned by Simplex Corporation, a New York Corporation ("Simplex"). Mr. Fred Ganning is the sole stockholder of Simplex.
- Transfer and assigned as a gift to the Fred Ganning, Jr. 2010 Westway Trust Grantor Retained Annuity Trust on April 19, 2010.
- Each warrant entitles the holder to purchase one share of the Issuer's Class A Common Stock at an exercise price of $5.00 per share ("Warrant"). The Warrants expire on May 24, 2011.
- Simplex tendered 459,800 Warrants pursuant to a tender offer by the Issuer that expired on September 21, 2010 for $.13 per warrant.