Filing Details
- Accession Number:
- 0001562180-20-005989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-15 16:01:23
- Reporting Period:
- 2020-09-14
- Accepted Time:
- 2020-09-15 16:01:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1253176 | Vapotherm Inc | VAPO | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1752566 | David Blouin | 100 Domain Drive Exeter NH 03833 | Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-14 | 2,500 | $1.68 | 37,090 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-09-14 | 2,500 | $27.63 | 34,590 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-09-14 | 2,500 | $27.47 | 32,090 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | Disposition | 2020-09-14 | 2,500 | $0.00 | 2,500 | $1.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,940 | 2028-01-17 | No | 4 | M | Direct |
Footnotes
- The reported ownership includes 2,150 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2020.
- This transaction was executed in multiple trades at prices ranging from $27.60 to $27.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $27.441 to $27.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option vested 25% of the underlying shares on January 17, 2019 and thereafter, as to the remaining 75% of underlying shares, has been and will continue to vest in 36 monthly installments, provided that the Reporting Person continues to serve as an employee to the Issuer on each vesting date and otherwise subject to the Company's applicable equity incentive plan.