Filing Details

Accession Number:
0001562180-20-005989
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-15 16:01:23
Reporting Period:
2020-09-14
Accepted Time:
2020-09-15 16:01:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253176 Vapotherm Inc VAPO Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1752566 David Blouin 100 Domain Drive
Exeter NH 03833
Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-14 2,500 $1.68 37,090 No 4 M Direct
Common Stock Disposition 2020-09-14 2,500 $27.63 34,590 No 4 S Direct
Common Stock Disposition 2020-09-14 2,500 $27.47 32,090 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Disposition 2020-09-14 2,500 $0.00 2,500 $1.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,940 2028-01-17 No 4 M Direct
Footnotes
  1. The reported ownership includes 2,150 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2020.
  2. This transaction was executed in multiple trades at prices ranging from $27.60 to $27.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $27.441 to $27.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This option vested 25% of the underlying shares on January 17, 2019 and thereafter, as to the remaining 75% of underlying shares, has been and will continue to vest in 36 monthly installments, provided that the Reporting Person continues to serve as an employee to the Issuer on each vesting date and otherwise subject to the Company's applicable equity incentive plan.