Filing Details
- Accession Number:
- 0001104659-20-105185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-15 15:15:07
- Reporting Period:
- 2020-09-11
- Accepted Time:
- 2020-09-15 15:15:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232935 | K Stephanie Kushner | 3240 S. Central Avenue Cicero IL 60804 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-09-11 | 19,002 | $3.16 | 481,785 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The reporting person sold 19,001.66 shares of common stock of the Company held indirectly by the reporting person through the Company's 401(k) Plan.
- Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21.