Home > Insider Trading > Filing (0001209191-20-050331)

Filing Details

Accession Number:: 0001209191-20-050331
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-14 18:45:44
Reporting Period:: 2020-09-10

Accepted Time:: 2020-09-14 18:45:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1540755	Anaplan Inc.	PLAN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1476070	Jr H David Morton	50 Hawthorne Street San Francisco CA 94105	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-09-10	59,375	$0.00	89,995	No	4	M	Direct
Common Stock	Disposition	2020-09-11	29,587	$55.76	60,408	No	4	S	Direct
Common Stock	Disposition	2020-09-11	763	$57.10	59,645	No	4	S	Direct
Common Stock	Acquisiton	2020-09-10	3,664	$0.00	63,309	No	4	M	Direct
Common Stock	Disposition	2020-09-11	1,826	$55.76	61,483	No	4	S	Direct
Common Stock	Disposition	2020-09-11	47	$57.13	61,436	No	4	S	Direct
Common Stock	Acquisiton	2020-09-10	2,861	$0.00	64,297	No	4	M	Direct
Common Stock	Disposition	2020-09-11	1,426	$55.76	62,871	No	4	S	Direct
Common Stock	Disposition	2020-09-11	37	$57.07	62,834	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-09-10	59,375	$0.00	59,375	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-09-10	3,664	$0.00	3,664	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-09-10	2,861	$0.00	2,861	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
475,000	No	4	M	Direct
40,304	No	4	M	Direct
40,047	No	4	M	Direct

Footnotes

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $57.0701 to $57.17, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.