Filing Details

Accession Number:
0001181431-11-021427
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-04-01 18:51:13
Reporting Period:
2011-02-25
Filing Date:
2011-04-01
Accepted Time:
2011-04-01 18:51:13
Original Submission Date:
2011-03-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917491 Faro Technologies Inc FARO Measuring & Controlling Devices, Nec (3829) 593157093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489583 Siggi Buss C/O Faro Technologies Inc.
250 Technology Park
Lake Mary FL 32746
Svp, Europe Region No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-25 1,176 $0.00 36,353 No 4 A Direct
Common Stock Acquisiton 2011-03-02 15,000 $19.34 51,353 No 4 M Direct
Common Stock Acquisiton 2011-03-02 5,112 $13.04 56,465 No 4 M Direct
Common Stock Acquisiton 2011-03-04 5,113 $13.04 61,578 No 4 M Direct
Common Stock Disposition 2011-03-04 10,225 $36.49 51,081 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-02-25 8,938 $0.00 8,938 $35.90
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-02 15,000 $0.00 15,000 $19.34
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-02 5,112 $0.00 5,112 $13.04
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-04 5,113 $0.00 5,113 $13.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,938 2018-02-25 No 4 A Direct
0 2014-08-16 No 4 M Direct
10,225 2019-03-04 No 4 M Direct
5,113 2019-03-04 No 4 M Direct
Footnotes
  1. Reflects restricted stock units that vest in three equal annual installments beginning on the first anniversary of the date of grant.
  2. On March 4, 2011, the reporting person reported sales of common stock in two open market trades that did not in fact occur (6,902 shares on March 2, 2011, and 3,098 shares on March 3, 2011). On March 4, 2011, 272 shares previously subject to restricted stock units were forfeited due to performance vesting conditions. As of March 4, 2011, the reporting person owned 51,081 shares of common stock, which number included 3,460 shares subject to restricted stock units.
  3. The option vests in three equal annual installments beginning on the first anniversary of the date of grant.
  4. The option vested in three equal annual installments on each of 08/16/05, 08/16/06, and 08/15/07.
  5. The option vested as to 5,112 options on 3/4/10 and as to 5,113 options on 3/4/11; 5,113 options will vest on 3/4/12.