Filing Details
- Accession Number:
- 0001181431-11-021427
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-04-01 18:51:13
- Reporting Period:
- 2011-02-25
- Filing Date:
- 2011-04-01
- Accepted Time:
- 2011-04-01 18:51:13
- Original Submission Date:
- 2011-03-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489583 | Siggi Buss | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Svp, Europe Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-25 | 1,176 | $0.00 | 36,353 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-03-02 | 15,000 | $19.34 | 51,353 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-02 | 5,112 | $13.04 | 56,465 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-04 | 5,113 | $13.04 | 61,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-04 | 10,225 | $36.49 | 51,081 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-02-25 | 8,938 | $0.00 | 8,938 | $35.90 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-02 | 15,000 | $0.00 | 15,000 | $19.34 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-02 | 5,112 | $0.00 | 5,112 | $13.04 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-04 | 5,113 | $0.00 | 5,113 | $13.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,938 | 2018-02-25 | No | 4 | A | Direct | |
| 0 | 2014-08-16 | No | 4 | M | Direct | |
| 10,225 | 2019-03-04 | No | 4 | M | Direct | |
| 5,113 | 2019-03-04 | No | 4 | M | Direct |
Footnotes
- Reflects restricted stock units that vest in three equal annual installments beginning on the first anniversary of the date of grant.
- On March 4, 2011, the reporting person reported sales of common stock in two open market trades that did not in fact occur (6,902 shares on March 2, 2011, and 3,098 shares on March 3, 2011). On March 4, 2011, 272 shares previously subject to restricted stock units were forfeited due to performance vesting conditions. As of March 4, 2011, the reporting person owned 51,081 shares of common stock, which number included 3,460 shares subject to restricted stock units.
- The option vests in three equal annual installments beginning on the first anniversary of the date of grant.
- The option vested in three equal annual installments on each of 08/16/05, 08/16/06, and 08/15/07.
- The option vested as to 5,112 options on 3/4/10 and as to 5,113 options on 3/4/11; 5,113 options will vest on 3/4/12.
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